SEC commissioner decries agency’s deal with Tesla’s Musk

(Reuters) – A U.S. Securities and Exchange commissioner on Tuesday criticized a settlement between the regulator and Tesla Inc CEO Elon Musk over his use of Twitter. FILE PHOTO:... Read more »

Tesla’s Musk agrees to new vetting rules for tweets in SEC deal

NEW YORK (Reuters) – Tesla Inc Chief Executive Elon Musk has reached a deal with the U.S. Securities and Exchange Commission to settle a dispute over his use of... Read more »

SEC fines Prosper Funding $3 million for overstating net returns to investors

FILE PHOTO: The U.S. Securities and Exchange Commission logo adorns an office door at the SEC headquarters in Washington, June 24, 2011. REUTERS/Jonathan Ernst/File Photo WASHINGTON (Reuters) – The... Read more »

Tesla’s Elon Musk to square off with SEC in court at contempt hearing

NEW YORK (Reuters) – Lawyers for Tesla Inc Chief Executive Elon Musk will argue on Thursday that he did not violate a fraud settlement with the U.S. Securities and... Read more »

SEC sues Volkswagen, Winterkorn, citing ‘Dieselgate’ fraud on investors

WASHINGTON (Reuters) – The U.S. Securities and Exchange Commission sued Volkswagen AG and its former chief executive Martin Winterkorn over the German automaker’s diesel emissions scandal, accusing the company... Read more »

Elon Musk shoots down U.S. regulator’s complaint about his Tesla tweet

SAN FRANCISCO – Tesla Inc (TSLA.O) Chief Executive Elon Musk shot back against U.S. securities regulators on Monday, arguing in a filing that his recent tweet about the electric... Read more »

BB&T agrees to return funds to investors to settle SEC charges

WASHINGTON (Reuters) – The top U.S. securities regulator said on Tuesday that BB&T Securities has agreed to return more than $5 million to retail investors and pay a $500,000... Read more »

Nissan says co-operating with SEC inquiry after report of probe on executive pay

FILE PHOTO: The Nissan logo is seen at Nissan Motor Co.’s global headquarters building in Yokohama, Japan, December 17, 2018. REUTERS/Kim Kyung-Hoon TOKYO (Reuters) – Nissan Motor Co Ltd... Read more »

Hertz Global to pay $16 million fine to settle accounting case: SEC

FILE PHOTO: A Hertz logo is pictured on a sign at Orlando International Airport in Orlando, Florida, U.S., May 6, 2016. REUTERS/Carlo Allegri WASHINGTON (Reuters) – Hertz Global Holdings... Read more »

SEC sanctions robo-advisers Wealthfront, Hedgeable

NEW YORK (Reuters) – The U.S. Securities and Exchange Commission said on Friday it had settled charges with automated investment management providers Wealthfront Advisers LLC and Hedgeable Inc to... Read more »